Robert Kennedy is a registered investment advisor, based in San Diego, CA, with 17 years of industry experience.
Location
655 W Broadway 12th Fl, San Diego, CA, 92101
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Financial Specialists LLC
January 2024 - Present · 2 yrs 4 mos
Cetera Wealth Services, LLC
January 2024 - Present · 2 yrs 4 mos
Cetera Investment Services LLC
January 2024 - Present · 2 yrs 4 mos
Cetera Financial Specialists LLCBroker
January 2024 - Present · 2 yrs 4 mos
Cetera Wealth Services, LLCBroker
January 2024 - Present · 2 yrs 4 mos
Cetera Investment Services LLCBroker
January 2024 - Present · 2 yrs 4 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Cetera Advisors LLCBroker
December 2018 - Present · 7 yrs 5 mos
Cetera Advisors LLC
December 2018 - Present · 7 yrs 5 mos
Previous Registrations
First Allied Securities, INC.Broker
December 2018 - September 2022 · 3 yrs 9 mos
First Allied Advisory Services, INC.
December 2018 - November 2020 · 1 yr 11 mos
Summit Brokerage Services, INC.Broker
December 2018 - November 2019 · 11 mos
Cetera Advisor Networks LLC
December 2018 - December 2018 · 0 mos
First Allied Securities, INC.Broker
December 2018 - December 2018 · 0 mos
Cetera Advisor Networks LLCBroker
December 2018 - December 2018 · 0 mos
Cetera Advisors LLCBroker
December 2018 - December 2018 · 0 mos
LPL Financial LLC
April 2010 - November 2018 · 8 yrs 7 mos
LPL Financial LLCBroker
April 2010 - November 2018 · 8 yrs 7 mos
Vanguard CapitalBroker
August 2008 - April 2010 · 1 yr 8 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.