Kelvin Kwan is a registered investment advisor, based in Roseville, CA, with 15 years of industry experience.
Location
2404 Professional Drive, Roseville, CA, 95661
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Kelvin is a registered representative with AEFS - AE Financial Services, LLC, a broker-dealer, dedicating a few hours per week. He is also a financial planner with Granite Bay Asset Management Group, spending minimal time on this activity.
Employment History
Current Registrations
Ae Financial Services, LLCBroker
Liberty Wealth Management, LLC
Previous Registrations
Liberty Wealth Management, LLC
Liberty Group, LLCBroker
Liberty Group, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.