Ross Klafter is a registered investment advisor, based in Pasadena, CA, with 18 years of industry experience. Ross is also registered as a broker, so some compensation may come from commissions on products sold.
Location
155 North Lake Avenue, Suite 430, Pasadena, CA, 91101
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Regulatory History (4)
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Judgment / Lien
November 2021Judgment / Lien
September 2020Judgment / Lien
June 2019Judgment / Lien
September 2016Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2019 - Present · 7 yrs 4 mos
Cetera Investment Services LLCBroker
June 2019 - Present · 7 yrs 4 mos
Previous Registrations
Foresters Advisory Services, LLC
June 2019 - June 2019 · 0 mos
Foresters Financial Services, INC.Broker
June 2008 - June 2019 · 11 yrs
State Registrations8 states
CACONCNVOHORTNTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.
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