Ruth Watts is a registered investment advisor at Cetera Investment Advisers LLC, based in Honolulu, HI, with 14 years of industry experience. Ruth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
745 Fort Street, 1614, Honolulu, HI, 96813
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Ruth works as a registered sales assistant at Hawaii Financial Advisors Inc., a financial services firm, since August 2021. This takes a full-time commitment, with a few hours per week during trading hours dedicated to customer service.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Cetera Investment Services LLCBroker
LPL Financial LLCBroker
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.Broker
State Registrations1 state
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