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Yale Nelson

16 Years of Experience
Minneapolis, MN
Broker

Yale Nelson is a registered investment advisor at Thrivent Asset Management, LLC, based in Minneapolis, MN, with 16 years of industry experience. Yale operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 31 clients with $47B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
23 advisors
IM Fee
Planning only
Assets Under Management
$46.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

901 Marquette Avenue, Suite 2500, Minneapolis, MN, 55402

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Yale is an on-call firefighter for the Inver Grove Heights Fire Department, starting in August 2024. This role involves emergency and non-emergency response and takes about 10-20% of his time.

Employment History
Current Registrations
Thrivent Asset Management, LLC
August 2022 - Present · 3 yrs 9 mos
Thrivent Distributors, LLC
December 2021 - Present · 4 yrs 5 mos
Thrivent Distributors, LLCBroker
December 2021 - Present · 4 yrs 5 mos
Previous Registrations
RBC Capital Markets, LLCBroker
July 2014 - November 2021 · 7 yrs 4 mos
Questar Capital CorporationBroker
January 2012 - August 2013 · 1 yr 7 mos
Allianz Life Financial Services, LLCBroker
May 2008 - January 2012 · 3 yrs 8 mos
State Registrations1 state
MN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.