Richard Ramos is a CFP-designated registered investment advisor at LPL Financial LLC, based in Delano, CA, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1828 Cecil Avenue Ste A & B, Delano, CA, 93215
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Richard operates under the DBAs Kern Schools Wealth Mgmt Investment & Insur Svcs and VALLEY STRONG RETIREMENT & WEALTH MANAGEMENT GROUP for his LPL business. His work with Valley Strong Retirement & Wealth Management Group takes nearly full-time hours.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
The Mutual Fund Store
Morgan Stanley
Morgan StanleyBroker
Nylife Securities LLCBroker
Pruco Securities, LLC.Broker
Nylife Securities LLCBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.