Karl Slavik is a CFP-designated registered investment advisor at Fifth Third Securities, INC., based in Greenwood, IN, with 18 years of industry experience. Karl is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 47,014 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.35% |
| $500K - $750K | 1.25% |
| $750K - $1.0M | 1.10% |
| $1.0M - $2.0M | 1.00% |
| $2M+ | 0.80% |
Fees are negotiable. Maximum fee is 1.50%.
Fee Estimator
Location
106 N. State Road 135, Greenwood, IN, 46142
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Fifth Third Securities, INC.
Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
Previous Registrations
Fifth Third Securities, INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Shellee Pietras, CFPCetera Investment Advisers LLC
- Robin Bailey, ChFCState Farm Investment Management CORP.
- Bauer Schmeltz, CFPFinancial Plans & Strategies, INC.
- Richard Hinesley, CFPRaymond James & Associates, INC.
- Stephanie Willison, CFP, PFSSavant Wealth Management
- Brent Shewmaker, ChFCState Farm Investment Management CORP.