Soumit Sarkar is a CFA-designated registered investment advisor, based in Princeton, NJ, with 16 years of industry experience. Soumit is also registered as a broker, so some compensation may come from commissions on products sold.
Location
475 Wall St., Princeton, NJ, 08540
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Soumit is the owner of Strong Financial Partners LLC and Sigma Consultants, and an advisory rep of an RIA. He is also an independent insurance agent for various companies, and involved with life settlements, dedicating about a quarter of his time to insurance-related activities.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Previous Registrations
Ic Advisory Services, INC.
The Investment Center, INC.Broker
Center Street Advisors, INC.
Center Street Securities, INC.Broker
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
Stanchart Securities International, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Benedetto Falcone, CFAKayne Anderson Rudnick Investment Management, LLC
- Kevin Lamberson, ChFCTD Private Client Wealth LLC
- Daniel Walter, CFPHalberstadt Financial Consultants INC
- David Tardiff, CFPStrategic Advisers LLC
- Gregory Brez, CFPWells Fargo Advisors
- Francis Keene, CFPPrinceton Global Asset Management LLC