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Ellen Naber

17 Years of Experience
Byron Center, MI
Broker

Ellen Naber is a registered investment advisor at Ameriprise Financial Services, LLC, based in Byron Center, MI, with 17 years of industry experience. Ellen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

7700 Byron Center Ave SW, Byron Center, MI, 49315

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ellen owns ECN Holdings and manages the Ameriprise business, dedicating about a quarter of her time to this investment-related activity. She also serves as an Executive Elder on the Board of Directors for Naber, spending minimal time on this non-investment-related role.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
April 2016 - Present · 10 yrs 1 mo
Ameriprise Financial Services, LLC
April 2016 - Present · 10 yrs 1 mo
Ameriprise Financial Services, LLCBroker
April 2016 - Present · 10 yrs 1 mo
Previous Registrations
Hantz Financial Services, INC.
February 2011 - April 2016 · 5 yrs 2 mos
Hantz Financial Services, INC.Broker
July 2008 - April 2016 · 7 yrs 9 mos
State Registrations22 states
AZCACODCFLGAILKYMAMDMIMONCNJNYOHPATNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.