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Douglas Smith

Mcadam LLC
11 Years of Experience
St Augustine, FL
2 DisclosuresSells Insurance
View SEC Summary
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Douglas Smith is a registered investment advisor at Mcadam LLC, based in St Augustine, FL, with 11 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 5,551 clients with $2.7B in assets under management.

Mcadam LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
135 advisors
Number of Clients
5,551 clients
Average Client Portfolio
$482K average
Assets Under Management
$2.7B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.75%

Annual fee is negotiable and varies up to 1.75% based on account size, portfolio composition, and servicing needs. Direct indexing adds an extra 0.15%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

St Augustine, FL

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
March 2004
Final Disposition
Criminal
December 1998
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Douglas is involved with McAdam LLC as a Registered Investment Advisor and Investment Advisor Representative since 2021, dedicating full-time hours. He also works as an insurance agent selling fixed insurance, spending a few hours per week on this activity.

Employment History
Current Registrations
Mcadam LLC
February 2021 - Present · 5 yrs 8 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
February 2021 - March 2021 · 1 mo
Advice and Planning Services
April 2018 - November 2020 · 2 yrs 7 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
March 2018 - November 2020 · 2 yrs 8 mos
TD Ameritrade, INC.
November 2016 - March 2018 · 1 yr 4 mos
TD Ameritrade Investment Management, LLC
November 2016 - March 2018 · 1 yr 4 mos
TD Ameritrade, INC.Broker
October 2016 - March 2018 · 1 yr 5 mos
Mcadam LLC
July 2015 - October 2016 · 1 yr 3 mos
Purshe Kaplan Sterling InvestmentsBroker
April 2015 - October 2016 · 1 yr 6 mos
State Registrations2 states
FLTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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