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Nicole Spitzley

16 Years of Experience
Lansing, MI
Broker

Nicole Spitzley is a registered investment advisor, based in Lansing, MI, with 16 years of industry experience.

Location

4086 Legacy Parkway, Lansing, MI, 48911-4261

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nicole works as a Compliance Manager for Rehmann Financial, dedicating about half her time to this role since 2008. She also serves as the Chief Compliance Officer for Rehmann Financial Network, LLC, spending about half her time in this position since 2014.

Employment History
Current Registrations
Rehmann Financial Network, LLCBroker
April 2014 - Present · 12 yrs 1 mo
Rehmann Wealth
January 2013 - Present · 13 yrs 4 mos
Previous Registrations
Royal Alliance Associates, INC.
January 2017 - May 2017 · 4 mos
Royal Alliance Associates, INC.Broker
February 2010 - December 2017 · 7 yrs 10 mos
Triad Advisors, INC.Broker
February 2010 - March 2010 · 1 mo
State Registrations24 states
ALAZCACOFLGAIAILINKYMAMEMIMNMSNCNHNVNYOHORPATNUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nicole Spitzley - Financial Advisor | TrueAdvisor