John Huffman is a registered investment advisor at Morgan Stanley, based in Bradenton, FL, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
1401 Manatee Avenue West, Suite 1110, Bradenton, FL, 34205
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
May 2022 - Present · 4 yrs
Morgan StanleyBroker
January 2022 - Present · 4 yrs 4 mos
Previous Registrations
U.S. Bancorp Investments, INC.Broker
December 2014 - January 2022 · 7 yrs 1 mo
LPL Financial LLCBroker
April 2012 - December 2012 · 8 mos
Bbva Compass Investment Solutions, INCBroker
January 2011 - April 2012 · 1 yr 3 mos
Edward Jones
July 2008 - February 2009 · 7 mos
Edward JonesBroker
June 2008 - February 2009 · 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.