Jonathan Estes is a registered investment advisor, based in Columbus, OH, with 15 years of industry experience.
Location
Columbus, OH
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Prudential Investment Management Services LLC
September 2022 - Present · 3 yrs 8 mos
Pgim Investments LLC
September 2022 - Present · 3 yrs 8 mos
Prudential Investment Management Services LLCBroker
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
Guggenheim Investments
August 2016 - September 2022 · 6 yrs 1 mo
Guggenheim Funds Distributors, LLCBroker
August 2016 - September 2022 · 6 yrs 1 mo
State Street Global Markets, LLCBroker
May 2014 - August 2016 · 2 yrs 3 mos
Gbi Capital, INC.Broker
February 2014 - April 2014 · 2 mos
Morgan Stanley Smith Barney LLC
July 2009 - October 2011 · 2 yrs 3 mos
Morgan Stanley Smith BarneyBroker
July 2009 - October 2011 · 2 yrs 3 mos
Waddell & Reed, INC.
June 2008 - March 2009 · 9 mos
Waddell & Reed, INC.Broker
June 2008 - March 2009 · 9 mos
State Registrations6 states
FLINKYOHPAWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.