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David Neilsen
17 Years of Experience
Oroville, CA
1 DisclosureBroker
David Neilsen is a registered investment advisor at Cetera Investment Advisers LLC, based in Oroville, CA, with 17 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
103 Valley View Dr, Oroville, CA, 95966
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
July 2019Other Business Activities
David is the owner and principal of David Neilsen & Assoc. Inc., an S-Corp used as a pass-through entity for tax purposes. He spends about a quarter of his time on this activity, with most of the hours during trading hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
September 2019 - Present · 6 yrs 8 mos
Previous Registrations
Cetera Advisor Networks LLC
May 2021 - June 2023 · 2 yrs 1 mo
Summit Financial Group INC
October 2019 - May 2021 · 1 yr 7 mos
Cetera Advisor Networks LLC
September 2019 - October 2019 · 1 mo
Raymond James Financial Services Advisors, INC
April 2011 - July 2019 · 8 yrs 3 mos
Raymond James Financial Services, INC.Broker
January 2011 - July 2019 · 8 yrs 6 mos
Edward Jones
August 2008 - January 2011 · 2 yrs 5 mos
Edward JonesBroker
June 2008 - January 2011 · 2 yrs 7 mos
State Registrations8 states
ARAZCAFLGAIDNENV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.