Fabiola Penaloza is a registered investment advisor at Credicorp Capital Advisors LLC, based in Miami, FL, with 8 years of industry experience. Fabiola operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 260 clients with $980M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Credicorp Capital Advisors offers investment management through a wrap fee program. Here's how the fees work:
- Regular Wrap Accounts (non-automated): Fees typically range from 0.25% to 2% annually, based on the value of your investments and the complexity of your portfolio. This fee covers securities transactions, brokerage, and custodian fees.
- Online (Automated) Advisory Accounts: Fees range from 1.00% to 1.50% annually, based on the value of your investments. This fee covers securities transactions, sub-advisory, brokerage, and custodian fees.
All fees are negotiable.
Location
1111 Brickell Avenue, Suite 2825, Miami, FL, 33131
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Fabiola is the sole owner and director of Artha Consulting LLC (Art Glint), where she advises on art and organizes art-related events, dedicating minimal time to it. She is also a dually registered employee of Credicorp Capital Advisor, where she spends the majority of her time as an IAR.
Employment History
Current Registrations
Credicorp Capital Advisors LLC
Credicorp Capital LLCBroker
Previous Registrations
Funds Distributor, LLCBroker
Stanchart Securities International, INC.Broker
Calyon Securities (USA) INCBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.