KC
CFP · ChFC
KC
CFP · ChFC

Kirk Collins

17 Years of Experience
Hicksville, OH
1 DisclosureBrokerSells Insurance

Kirk Collins is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Hicksville, OH, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

Loading...

Location

164 E High St, Hicksville, OH, 43526

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
July 2004
Other Business ActivitiesSells Insurance

Kirk is an insurance agent selling long-term care insurance since 2017, but spends no time on it currently. He also owns a commercial building since 2016, dedicating minimal time to it, and operates Collins and Guilford Wealth Advisors, LLC, dedicating more than full-time hours to it.

Employment History
Current Registrations
LPL Financial LLC
May 2017 - Present · 9 yrs
LPL Financial LLC
December 2015 - Present · 10 yrs 5 mos
LPL Financial LLCBroker
December 2015 - Present · 10 yrs 5 mos
Previous Registrations
Center for Wealth Planning Advisors, INC
December 2015 - May 2017 · 1 yr 5 mos
Prudential Financial Planning Services
April 2010 - December 2015 · 5 yrs 8 mos
Pruco Securities, LLC.Broker
September 2008 - December 2015 · 7 yrs 3 mos
State Registrations11 states
CAFLHIILINMIMONYOHUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.