Areas of Practice
Investment ManagementFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
169 clients
Average Client Portfolio
$2.1M average
Assets Under Management
$359.7M
Fee Structure
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.10% |
| $500K - $2.0M | 1.00% |
| $2M+ | 0.90% |
SWS Investment Management fee is 0.50% on select SMA stock portfolios, in addition to wrap fees. SWS reserves the right to lower fees at its discretion.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
230 West Street, Suite 500, Columbus, OH, 43215
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Philip is a trustee for the Columbus School for Girls, a non-profit charitable organization, since 2013. He dedicates minimal time to this role.
Employment History
Current Registrations
Sws Partners, LLC
January 2017 - Present · 9 yrs 2 mos
Previous Registrations
Sws Partners, LLC
December 2015 - December 2016 · 1 yr
Kessler Wealth Advisors
October 2014 - November 2015 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2012 - September 2014 · 2 yrs 7 mos
Alliancebernstein L.P.
August 2008 - September 2011 · 3 yrs 1 mo
State Registrations2 states
OHTX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.