Stephen Stanger
Stephen Stanger is a registered investment advisor at LPL Financial LLC, based in Knoxville, TN, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5409 Millertown Pike, Knoxville, TN, 37924
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen operates under the DBA "ORNL FCU Wealth Management" for his LPL business since 2022. He is also involved with Optimum Senior Benefits Group, Inc. selling Medicare Advantage/Supplement PDP since 2021, and Optimum Financial Group Inc. as a business entity for tax/investment purposes.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Pruco Securities, LLC.Broker
State Registrations6 states
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