Stephen Lewis
Stephen Lewis is a registered investment advisor at Cetera Investment Advisers LLC, based in Roseville, MN, with 12 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Roseville, MN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen sells fixed insurance products including life, disability, annuities, and long-term care, dedicating about 10-20% of his time. He also operates under several DBAs for financial services, owns a business entity for accounting, runs a music performance and education business, and serves on a church council.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Next Financial Group, INC.
Next Financial Group, INC.Broker
State Registrations17 states
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