FB
FB

Francis Stephen Brooks

17 Years of Experience
BrokerSells Insurance
Compensation
N/A
Firm Size
23 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Loading...

Location

2100 Ross Avenue, Suite 1200, Dallas, TX, 75201

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Francis works for Lockton Companies, LLC, an insurance brokerage firm, dedicating nearly full-time hours to general insurance brokerage services, including health and group life insurance. He also spends minimal time providing investment advisory services through Lockton Investment Advisors, LLC.

Employment History
Current Registrations
Lockton Investment Advisors, LLC
April 2014 - Present · 11 yrs 10 mos
Lockton Investment Securities, LLC
June 2008 - Present · 17 yrs 8 mos
Lockton Investment Securities, LLCBroker
June 2008 - Present · 17 yrs 8 mos
State Registrations2 states
MOTX
AdvisorBroker
Exams
No exam information available for this advisor.
Francis Stephen Brooks - Financial Advisor | TrueAdvisor