Francis Brooks
Francis Brooks is a registered investment advisor at Lockton Investment Advisors, LLC, based in Dallas, TX, with 18 years of industry experience. Francis is also registered as a broker, so some compensation may come from commissions on products sold.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
2100 Ross Avenue, Suite 1200, Dallas, TX, 75201
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Francis works for Lockton Companies, LLC, an insurance brokerage firm, dedicating nearly full-time hours to general insurance brokerage services, including health and group life insurance. He also spends minimal time providing investment advisory services through Lockton Investment Advisors, LLC.
Employment History
Current Registrations
Lockton Investment Advisors, LLC
Lockton Investment Securities, LLC
Lockton Investment Securities, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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