AN
AN
Andrew Norton
17 Years of Experience
Grand Prairie, TX
1 DisclosureBroker
Andrew Norton is a registered investment advisor at J.P. Morgan Securities LLC, based in Grand Prairie, TX, with 17 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B
Fee Structure
Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
3980 S Carrier Pkwy, Grand Prairie, TX, 75052
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
January 2023Final Disposition
Employment History
Current Registrations
J.P. Morgan Securities LLCBroker
October 2012 - Present · 14 yrs
J.P. Morgan Securities LLC
October 2012 - Present · 14 yrs
Previous Registrations
Chase Investment Services CORP.
September 2011 - October 2012 · 1 yr 1 mo
Chase Investment Services CORP.Broker
September 2011 - October 2012 · 1 yr 1 mo
Morgan Stanley Smith BarneyBroker
December 2010 - September 2011 · 9 mos
Morgan Stanley Smith Barney LLC
December 2010 - September 2011 · 9 mos
Waddell & Reed, INC.
October 2008 - August 2010 · 1 yr 10 mos
Waddell & Reed, INC.Broker
September 2008 - August 2010 · 1 yr 11 mos
State Registrations10 states
AZCOGAILMEMNNCNJTNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Tony Seery, CFPEdward Jones
- Martin Flahive, CFACharles Schwab & CO., INC.
- Terri Dirba, CFPEdward Jones