AC
CFP
AC
CFP

Austin Cox

17 Years of Experience
Houston, TX
BrokerSells Insurance

Austin Cox is a CFP-designated registered investment advisor, based in Houston, TX, with 17 years of industry experience.

Location

4550 Post Oak Pl, Ste 125, Houston, TX, 77027

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Austin works as an agent/broker for fixed insurance sales at Ardent Solutions and IMG Financial Group, dedicating about 10-20% of his time and minimal time, respectively. He also serves on the advisory board for Crossbridge Church Finance, spending minimal time on this activity.

Employment History
Current Registrations
Cetera Wealth Services, LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
September 2008 - August 2023 · 14 yrs 11 mos
Securian Financial Services, INC.Broker
August 2008 - August 2023 · 15 yrs
State Registrations5 states
AZCOGALATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Austin Cox - Financial Advisor | TrueAdvisor