Dennis Bavin
Dennis Bavin is a registered investment advisor at Park Avenue Securities LLC, based in San Diego, CA, with 14 years of industry experience. Dennis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, Retirement Planning. Their firm serves 71,074 clients with $15B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Park Avenue Securities (PAS) offers investment management through various programs. Some programs charge an all-inclusive bundled fee based on the value of your investments. This fee covers investment advice, trading, and other administrative costs. Fees vary depending on the specific program you choose. PAS also offers a digital advisory program called VestWise with a lower fee structure. PAS representatives are compensated for servicing your accounts, and this compensation may be more than if you paid separately for investment advice and brokerage services.
Location
5280 Carroll Canyon Road, Suite 300, San Diego, CA, 92121
Get directionsHistory
Regulatory History (17)
Employment Separation After Allegations
February 2019Financial
April 2017Financial
February 2017Financial
February 2017Financial
January 2017Financial
January 2017Financial
January 2017Financial
January 2017Financial
December 2016Financial
December 2016Financial
November 2016Financial
November 2016Financial
November 2016Financial
November 2016Financial
November 2016Financial
September 2016Customer Dispute
February 2015Other Business ActivitiesSells Insurance
Dennis is an outside insurance broker since 2020, dedicating minimal time to this activity. He also runs an Etsy print-on-demand shipping-content creator business since 2022, spending about 10-20% of his time on it.
Employment History
Current Registrations
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Previous Registrations
MML Investors Services, LLCBroker
MML Investors Services, LLC
AXA Advisors, LLCBroker
AXA Advisors, LLC
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.