Shu Ouk is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
11440 W Bernardo Ct #206, San Diego, CA, 92127-1644
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Regulatory History (1)
Customer Dispute
April 2020Other Business Activities
Shu is involved with SL Wealth Management, offering financial securities and services through LPL Financial, dedicating full-time hours to this endeavor. Shu also owns a duplex rental property, requiring minimal time commitment.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Edward Jones
Edward JonesBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.