Shu Ouk is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 18 years of industry experience. Shu is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
11440 W Bernardo Ct #206, San Diego, CA, 92127-1644
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2020Other Business Activities
Shu is involved with SL Wealth Management, offering financial securities and services through LPL Financial, dedicating full-time hours to this endeavor. Shu also owns a duplex rental property, requiring minimal time commitment.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Edward Jones
Edward JonesBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Matthew Luckham, CFPLPL Financial LLC
- Steven Nartker, CFP, PFSLPL Financial LLC
- Joseph Stenovec, CFPLPL Financial LLC
- Jayne Byrne, CFPLPL Financial LLC
- Richard Plum, CFPLPL Financial LLC
- Gregory Schill, CFPLPL Financial LLC