Stephen Carter is a registered investment advisor at Sowell Management, based in Houston, TX, with 9 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 6,572 clients with $4.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sowell Management charges an annual fee based on the value of your portfolio. This fee can be up to 2.5% per year, but the exact amount depends on the size and composition of your portfolio, the services you receive, and the specific investment advisor representative you work with. Fees are typically charged in advance, but can also be billed after the fact. The fee may be negotiable.
Location
4400 Post Oak Pkwy, Suite 1100, Houston, TX, 77027
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Stephen is a partner at Weaver and Tidwell L.L.P. and affiliates Weaver Capital Advisors, L.L.C., and Weaver Family Office Services, L.L.C., providing accounting and financial advisory services. He also owns and partners in several real estate leasing LLCs, dedicating minimal time to these activities.
Employment History
Current Registrations
Sowell Management
Previous Registrations
LPL Financial LLCBroker
Amegy Investments, INC.Broker
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.