Michael Pollard is a registered investment advisor at Morgan Stanley, based in Chicago, IL, with 8 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
233 South Wacker Drive Suite 9200, Pwm, Chicago, IL, 60606
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
January 2024 - Present · 2 yrs 4 mos
Morgan Stanley
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2021 - January 2024 · 2 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2021 - January 2024 · 2 yrs 6 mos
Calamos Advisors LLC
December 2012 - October 2013 · 10 mos
Calamos Financial Services LLCBroker
February 2010 - October 2013 · 3 yrs 8 mos
Calamos Wealth Management LLC
February 2010 - December 2012 · 2 yrs 10 mos
Waddell & Reed, INC.
August 2009 - February 2010 · 6 mos
Waddell & Reed, INC.Broker
July 2009 - February 2010 · 7 mos
State Registrations44 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.