Stacey Richmond is a registered investment advisor at LPL Financial LLC, based in Sacramento, CA, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3610 American River Dr., Suite 120, Sacramento, CA, 95864
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Stacey provides investment advisory services through Mariner Independent Advisor Network LLC and also uses it as a DBA for LPL business, dedicating full-time hours to these activities. Additionally, Stacey is a registered representative with MSEC, LLC, spending full-time hours during securities trading hours.
Employment History
Current Registrations
LPL Financial LLCBroker
Msec, LLCBroker
Msec, LLC
Mariner Advisor Network
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
State Registrations53 states
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