IT
CFP
IT
CFP

Iman Tommy

13 Years of Experience
Scottsdale, AZ
Broker

Iman Tommy is a CFP-designated registered investment advisor, based in Scottsdale, AZ, with 13 years of industry experience.

Location

14321 N. Northsight Blvd., Scottsdale, AZ, 85260

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Iman is an employee of The Vanguard Group, Inc. Iman also owns rental properties in Mesa and Chandler, AZ, dedicating minimal time to these activities. Additionally, Iman works as a contracted delivery driver for DoorDash, spending about 10-20% of their time on this.

Employment History
Current Registrations
Vanguard Marketing Corporation
April 2017 - Present · 9 yrs 1 mo
Vanguard Advisers, INC.
April 2017 - Present · 9 yrs 1 mo
Vanguard Marketing CorporationBroker
April 2017 - Present · 9 yrs 1 mo
Previous Registrations
Bma Securities, LLCBroker
February 2013 - December 2016 · 3 yrs 10 mos
Charles Schwab & CO., INC.Broker
October 2012 - February 2013 · 4 mos
State Registrations2 states
AZTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.