Ralph Watson is a registered investment advisor, based in Schaumburg, IL, with 13 years of industry experience.
Location
1450 American Lane, 6th Floor, Suite 650, Schaumburg, IL, 60173-2096
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Ralph is a managing partner/owner of Woodford Financial PLLC, a CPA firm offering accounting, tax, and financial planning services. He is responsible for the firm's management, tax and financial planning, tax preparation, client relationship management, and marketing Avantax business under this entity; this takes significantly more than full-time.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Bb&t Securities, LLCBroker
Bb&t Securities, LLC
Bb&t Investment Services, INC.Broker
Bb&t Investment Services, INC.
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.