David Chou is a registered investment advisor, based in Irvine, CA, with 11 years of industry experience.
Location
Irvine, CA
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Regulatory History (2)
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Employment Separation After Allegations
December 2022Regulatory
January 2020Final
Other Business ActivitiesSells Insurance
David is a life insurance agent with Sky Vision Insurance, dedicating a few hours per week to providing life insurance services. He also works full-time as an investment advisor with Win Wealth Solutions.
Employment History
Current Registrations
Kovack Advisors, INC.
September 2025 - Present · 8 mos
Kovack Securities INC.Broker
September 2025 - Present · 8 mos
Previous Registrations
Osaic Wealth, INC.Broker
August 2024 - September 2025 · 1 yr 1 mo
Osaic Wealth, INC.
June 2024 - September 2025 · 1 yr 3 mos
Securities America Advisors, INC.
May 2024 - June 2024 · 1 mo
Essence Financial LLC
July 2023 - November 2024 · 1 yr 4 mos
J.P. Morgan Securities LLCBroker
August 2016 - January 2023 · 6 yrs 5 mos
AXA Advisors, LLCBroker
February 2014 - July 2016 · 2 yrs 5 mos
Uvest Financial Services Group, INC.Broker
November 2008 - February 2009 · 3 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.