Lauren Harmon is a CFA-designated registered investment advisor at Opal Capital LLC, based in Boca Raton, FL. Lauren operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, High Net Worth, Investment Management. Their firm serves 6 clients with $350M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.50% |
| $1.0M - $3.0M | 0.85% |
| $3M+ | 1.25% |
Fees vary by strategy. Pathfinder Focused Opportunities and Dividend Income charge 0.50%. The Tax-Aware Long/Short strategy charges 0.85% for the 45% leverage option and 1.25% for the 100% leverage option. Model portfolios range from 0.075% to 0.50%. Fees are negotiable.
Fee Estimator
Location
1825 NW Corporate Blvd., Suite 200, Boca Raton, FL, 33431
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Opal Capital LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Austin Graff, CFAOpal Capital LLC
- Manav Shah, CFAOpal Capital LLC
- Victoria Nabaggala, CFPAmeriprise Financial Services, LLC
- Christopher Nalley, CFPCs Advisors INC.
- Justin Heller, CFP, ChFCHeller Private Wealth
- Nicole Carlon, CFPMutual Advisors, LLC