Michael Emerson is a CFP-designated registered investment advisor at Fi3 Financial Advisors, LLC, based in Chicago, IL, with 10 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 8 more. Their firm serves 258 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 0.65% |
| $5.0M - $15.0M | 0.45% |
| $15.0M - $30.0M | 0.35% |
| $30M+ | 0.25% |
Fees are charged quarterly in advance. A base cost of service also applies depending on family net worth.
Fee Estimator
Location
500 W Madison Street, Suite 3260, Chicago, IL, 60661-4593
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Michael owns rental property in Chicago since 2019, which is investment related. He spends a few hours per week on this activity during non-business hours and minimal time during security trading hours.
Employment History
Current Registrations
Fi3 Financial Advisors, LLC
Fiducient Advisors LLC
Previous Registrations
Rmb Capital Management
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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