Jason Roy is a registered investment advisor, based in Bangor, ME, with 17 years of industry experience.
Location
74 Gilman Road, Suite 3, Bangor, ME, 04401
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jason is a partner at Roy & Associates, CPA's, and the owner of R&A Wealth Management, LLC, dedicating about a quarter of his time and about half his time respectively. He also works as a producer for Avantax Insurance Agency and/or Avantax Insurance Services, selling life insurance and annuities, dedicating minimal time to this.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
1st Global Advisors INC
1st Global Capital CORP.Broker
State Registrations6 states
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