VD
VD

Vanessa Dias

16 Years of Experience
Miami, FL
Broker

Vanessa Dias is a registered investment advisor at Banco Do Brasil Securities LLC, based in Miami, FL, with 16 years of industry experience. Vanessa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

Banco do Brasil Securities charges an annual fee based on the value of your investments, ranging from 1.00% to 2.00%. Fees may be negotiable for clients with over $5,000,000 in investments. Fees are paid quarterly, either in advance or after the quarter. The custodian independently values your investments.

Loading...

Location

2 South Biscayne Blvd., Suite #3150, Miami, FL, 33131

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Banco Do Brasil Securities LLC
September 2022 - Present · 3 yrs 7 mos
Banco Do Brasil Securities LLC
September 2021 - Present · 4 yrs 7 mos
Banco Do Brasil Securities LLCBroker
September 2021 - Present · 4 yrs 7 mos
Previous Registrations
Sabadell Securities USA, INC.Broker
May 2010 - September 2021 · 11 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2008 - March 2009 · 8 mos
State Registrations16 states
ALCACODCDEFLILINMDMIMNNYTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.