Nicholas Matlock
Nicholas Matlock is a CFP-designated registered investment advisor at Cratero Capital LLC, based in St. Louis, MO, with 14 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 8 clients with $2.1M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cratero Capital offers two investment management fee structures:
- Comprehensive financial planning including investment management: A flat monthly fee ranging from $100 to $500 ($1,200 to $6,000 annually) based on the client's annual revenue. The fee will be no greater than 2.5% of annual revenue, or $6,000 annually.
- Performance-based portfolio management: An annual fee of 2.00% of the portfolio's value, plus 20% of the capital appreciation above an 8% hurdle rate. This is only available to qualified clients.
Location
3636 S, Geyer Rd, Suite 100, St. Louis, MO, 63127
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nicholas is a licensed insurance agent since 2017, spending minimal time on insurance sales. He is also the Operations Manager for Dark Matter Capital Management, taking about a quarter of his time, and the CEO of Cratero Copilot, dedicating about half his time to the business.
Employment History
Current Registrations
Cratero Capital LLC
Previous Registrations
Edward Jones
Edward JonesBroker
Charles Schwab & CO., INC.Broker
Charles Schwab & CO., INC.
TD Ameritrade, INC.Broker
TD Ameritrade, INC.
TD Ameritrade Investment Management, LLC
Scottrade Investment Management
Scottrade, INC.Broker
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.