TrueAdvisor
TrueAdvisor
GZ
CFP
GZ
CFP

Gustavo Zarate

Commonwealth Financial Network
17 Years of Experience
Westlake Village, CA
May Earn CommissionSells Insurance
View SEC Summary
View SEC Summary

Gustavo Zarate is a CFP-designated registered investment advisor at Commonwealth Financial Network, based in Westlake Village, CA, with 17 years of industry experience. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.

Commonwealth Financial Network
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2904 advisors
Number of Clients
360,488 clients
Average Client Portfolio
$590K average
Assets Under Management
$212.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$600
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $750K2.25%
$750K - $1.0M2.00%
$1.0M - $2.0M1.75%
$2M+1.50%

Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

370 North Westlake Boulevard, Suite 230, Westlake Village, CA, 91362

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Gustavo sells fixed insurance products and dedicates minimal time to this activity. He is also the Owner & President of GRZ Wealth Management, Inc. dba Powell Financial Group, which facilitates securities, advisory, and insurance business, taking a few hours per week.

Employment History
Current Registrations
Commonwealth Financial Network
December 2010 - Present · 15 yrs 10 mos
Previous Registrations
Commonwealth Financial NetworkBroker
January 2010 - December 2019 · 9 yrs 11 mos
Financial Network Investment CorporationBroker
January 2009 - December 2009 · 11 mos
State Registrations2 states
CATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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