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Rene Ramirez

Advisors Asset Management, INC.
17 Years of Experience
Boerne, TX
1 DisclosureBroker
View SEC Summary
View SEC Summary

Rene Ramirez is a registered investment advisor at Advisors Asset Management, INC., based in Boerne, TX, with 17 years of industry experience. Rene is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,505 clients with $2.2B in assets under management.

Advisors Asset Management, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
126 advisors
Number of Clients
1,505 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$2.2B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Annual fees for fixed income strategies generally range from 0.20% to 2.00%, and equity strategies range from 0.45% to 2.5%. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

28025 Ih-10 West, Boerne, TX, 78006

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2012
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Advisors Asset Management, INC.Broker
March 2017 - Present · 9 yrs 7 mos
Advisors Asset Management, INC.
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
LPL Financial LLC
January 2016 - March 2017 · 1 yr 2 mos
LPL Financial LLCBroker
January 2016 - March 2017 · 1 yr 2 mos
Swbc Investment Services, LLCBroker
January 2012 - January 2016 · 4 yrs
Swbc Investment Company
January 2012 - January 2016 · 4 yrs
Chase Investment Services CORP.
July 2010 - December 2011 · 1 yr 5 mos
Chase Investment Services CORP.Broker
July 2010 - December 2011 · 1 yr 5 mos
Morgan Stanley Smith BarneyBroker
June 2009 - June 2010 · 1 yr
Morgan Stanley Smith Barney LLC
June 2009 - June 2010 · 1 yr
Citigroup Global Markets INC.
September 2008 - June 2009 · 9 mos
Citigroup Global Markets INC.Broker
September 2008 - June 2009 · 9 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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