Andrew Locke is a registered investment advisor, based in Tulsa, OK, with 17 years of industry experience.
Location
1375 E. 71st Street, Tulsa, OK, 74136
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Andrew uses a DBA called Trinity Strategic Wealth, spending minimal time on it. He also works as a financial planner for Tulsa Wealth Advisors, Inc., dedicating about half his time to this role.
Employment History
Current Registrations
Cabot Lodge Securities LLC
October 2025 - Present · 7 mos
Trinity Strategic Wealth
October 2025 - Present · 7 mos
Cabot Lodge Securities LLCBroker
October 2025 - Present · 7 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
January 2009 - October 2025 · 16 yrs 9 mos
Raymond James Financial Services, INC.Broker
June 2008 - October 2025 · 17 yrs 4 mos
State Registrations1 state
OK
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.