AG
AG

Abu Z Gofran

17 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
685 advisors
Number of Clients
17,698 clients
Average Client Portfolio
$492K average
Assets Under Management
$8.7B

Fee Structure

Financial Planning:Included in AUM fee
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Location

517 North Mountain Ave., Suite 235, Upland, CA, 91786

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Abu is a health insurance broker for group health insurance through California Choice, serving small businesses. This takes about 10-20% of Abu's time.

Employment History
Current Registrations
Capital Analysts
July 2018 - Present · 7 yrs 7 mos
Lincoln Investment
June 2017 - Present · 8 yrs 8 mos
Lincoln InvestmentBroker
January 2017 - Present · 9 yrs 1 mo
Previous Registrations
Legend Advisory, LLC
January 2012 - October 2019 · 7 yrs 9 mos
Legend Equities CorporationBroker
June 2011 - January 2017 · 5 yrs 7 mos
Sagepoint Financial, INC.Broker
July 2008 - June 2011 · 2 yrs 11 mos
State Registrations3 states
CAOKTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.