DB
DB

David Braun

17 Years of Experience
New York, NY
Broker

David Braun is a registered investment advisor at Morgan Stanley, based in New York, NY, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1585 Broadway, 21st Floor, New York, NY, 10036

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

David owns rental property in New York since September 2023, but outsources all property management. This activity is investment-related and requires minimal time.

Employment History
Current Registrations
Morgan StanleyBroker
June 2021 - Present · 4 yrs 11 mos
Morgan Stanley
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Neuberger Berman Bd LLC
July 2015 - June 2021 · 5 yrs 11 mos
Neuberger Berman Bd LLCBroker
July 2015 - June 2021 · 5 yrs 11 mos
Morgan StanleyBroker
June 2009 - July 2015 · 6 yrs 1 mo
Morgan Stanley
June 2009 - July 2015 · 6 yrs 1 mo
Morgan Stanley & CO. Incorporated
October 2008 - June 2009 · 8 mos
Morgan Stanley & CO. IncorporatedBroker
August 2008 - June 2009 · 10 mos
State Registrations39 states
ARAZCACOCTDCDEFLGAHIILLAMAMDMEMIMNMOMTNCNENHNJNVNYORPAPRRISCSDTNTXUTVAVTWAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
David Braun - Financial Advisor | TrueAdvisor