Connor Duffy is a registered investment advisor at Morgan Stanley, based in Colchester, VT, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
105 West View Road, 5th Floor, Colchester, VT, 05446
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
July 2022 - Present · 3 yrs 10 mos
Morgan Stanley
June 2022 - Present · 3 yrs 11 mos
Previous Registrations
Maple Capital Management, INC.
July 2019 - July 2022 · 3 yrs
Morgan Stanley
March 2011 - February 2018 · 6 yrs 11 mos
Morgan StanleyBroker
March 2011 - February 2018 · 6 yrs 11 mos
Goldman, Sachs & CO.Broker
February 2010 - March 2011 · 1 yr 1 mo
State Registrations42 states
AKALAZCACOCTDCDEFLGAHIIDILINKSLAMAMDMEMIMNMOMTNCNHNJNMNVNYOHORPARISCTNTXUTVAVTWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.