Juan Garcia is a registered investment advisor at Morgan Stanley, based in Miami, FL, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
200 South Biscayne Boulevard, Suite 1100, PWM - Latin America, Miami, FL, 33131
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
May 2017 - Present · 9 yrs 2 mos
Morgan StanleyBroker
May 2017 - Present · 9 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
May 2014 - May 2017 · 3 yrs
Wells Fargo Clearing Services, LLCBroker
March 2014 - May 2017 · 3 yrs 2 mos
Tradestation Securities, INC.Broker
October 2013 - March 2014 · 5 mos
John Thomas FinancialBroker
January 2009 - March 2009 · 2 mos
National Securities CorporationBroker
December 2008 - January 2009 · 1 mo
State Registrations37 states
AZCACOCTDCDEFLGAHIILKYLAMAMDMEMIMNMOMTNCNHNJNVNYOHOKPAPRSCSDTNTXUTVAVirgin IslandsWAWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.