James Womack is a registered investment advisor, based in Asheville, NC, with 17 years of industry experience.
Location
15 Pleasant Hill Dr, Asheville, NC, 28804
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an advisory representative of a RIA, spending nearly full-time on this activity, including trading. He is also the President of AVL Financial, LLC, where he focuses on investments and insurance sales, dedicating about 20% of his time to trading.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Commonwealth Financial NetworkBroker
Commonwealth Financial Network
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Stratos Wealth Partners, LTD
LPL Financial LLCBroker
LPL Financial LLC
Edward Jones
Edward JonesBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.