James Armer
James Armer is a registered investment advisor at LPL Financial LLC, based in Albuquerque, NM, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
8321 Palomas Ave NE Suite B, Albuquerque, NM, 87109
Get directionsHistory
Regulatory History (7)
Judgment / Lien
December 2022Judgment / Lien
August 2020Financial
September 2019Customer Dispute
December 2018Judgment / Lien
August 2018Judgment / Lien
September 2016Employment Separation After Allegations
August 2015Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
LPL Financial LLC
LPL Financial LLCBroker
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Bbva Wealth Solutions INC.
Bbva Securities INC.Broker
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
Bancwest Investment Services, INC.Broker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Scottrade, INC.Broker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.