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Amy Thompson

11 Years of Experience
The Villages, FL
Broker

Amy Thompson is a registered investment advisor at Raymond James & Associates, INC., based in The Villages, FL, with 11 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

Brownwood Paddock Square, 2631 West Torch Lake Drive, The Villages, FL, 32163

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
August 2025 - Present · 9 mos
Raymond James & Associates, INC.Broker
April 2025 - Present · 1 yr 1 mo
Previous Registrations
Raymond James & Associates, INC.Broker
July 2024 - February 2025 · 7 mos
Goldman Sachs & CO. LLCBroker
August 2014 - July 2024 · 9 yrs 11 mos
State Registrations4 states
FLILNYSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Amy Thompson - Financial Advisor | TrueAdvisor