Kevin Nielsen is a registered investment advisor, based in Seattle, WA, with 17 years of industry experience.
Location
401 Union Street, 18th Floor, Seattle, WA, 98101
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Russell Investments Financial Services, LLC
July 2019 - Present · 6 yrs 10 mos
Russell Investments
July 2019 - Present · 6 yrs 10 mos
Russell Investments Financial Services, LLCBroker
July 2019 - Present · 6 yrs 10 mos
Previous Registrations
Invesco Advisers, INC.
July 2011 - May 2019 · 7 yrs 10 mos
Invesco Distributors, INC.Broker
April 2011 - May 2019 · 8 yrs 1 mo
Charles Schwab & CO., INC.Broker
August 2008 - March 2011 · 2 yrs 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
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Exams
No exam information available for this advisor.