SW
CFA
SW
CFA

Samuel Witherspoon

11 Years of Experience
Portsmouth, NH
May Earn Commission

Samuel Witherspoon is a CFA-designated registered investment advisor at Hightower Advisors, LLC, based in Portsmouth, NH, with 11 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 56,418 clients with $160B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1028 advisors
Number of Clients
56,418 clients
Average Client Portfolio
$2.9M average
Assets Under Management
$164.8B

Fee Structure

Hightower Advisors offers investment management services where fees are negotiable and can be calculated as a percentage of your portfolio. The percentage can be a flat rate, tiered based on asset levels, or tiered floating. Fees are typically deducted from your account and can be charged either in advance or after the service is provided, calculated quarterly or monthly. Some advisors may adjust fees based on significant deposits or withdrawals during the billing cycle. The firm may also household accounts for price breaks.

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Location

18 Congress St, Suite 209, Portsmouth, NH, 03801

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Hightower Advisors, LLC
June 2023 - Present · 2 yrs 11 mos
Previous Registrations
Vigilant Wealth Management
July 2015 - July 2023 · 8 yrs
Morgan Stanley Smith Barney LLC
December 2010 - September 2011 · 9 mos
State Registrations2 states
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Advisor

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Exams
No exam information available for this advisor.
Samuel Witherspoon - Financial Advisor | TrueAdvisor