Richard Ogg
Richard Ogg is a registered investment advisor at Cetera Investment Advisers LLC, based in Santa Rosa, CA, with 17 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
718 College Ave., Suite E, Santa Rosa, CA, 95404
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is involved in several outside business activities, including professional services with the National Association of Enrolled Agents, leadership roles in local chapters, teaching and counseling at Santa Rosa Bible Church, and teaching at Santa Rosa Junior College. He is also a partner at The Master's Tax & Financial Services, preparing tax returns and representing clients, and an agent placing insurance through Avantax, dedicating minimal time to this role.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations11 states
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