CA
CA

Carrie Anderson

13 Years of Experience
SeaTac, WA
Broker

Carrie Anderson is a registered investment advisor at Cetera Investment Advisers LLC, based in SeaTac, WA, with 13 years of industry experience. Carrie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

SeaTac, WA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Carrie is a registered professional with Pacific Rim Financial Group DBA McKay Wealth Management, providing investment services since April 2024. She dedicates full-time hours to operations and administrative duties.

Employment History
Current Registrations
Cetera Wealth Services, LLC
April 2024 - Present · 2 yrs 1 mo
Cetera Investment Advisers LLC
April 2024 - Present · 2 yrs 1 mo
Cetera Wealth Services, LLCBroker
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
Ameriprise Financial Services, LLC
July 2022 - April 2024 · 1 yr 9 mos
Ameriprise Financial Services, LLCBroker
April 2022 - April 2024 · 2 yrs
LPL Financial LLCBroker
May 2014 - February 2020 · 5 yrs 9 mos
J.P. Morgan Securities LLCBroker
October 2012 - November 2012 · 1 mo
Chase Investment Services CORP.Broker
July 2008 - October 2012 · 4 yrs 3 mos
State Registrations1 state
WA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Carrie Anderson - Financial Advisor | TrueAdvisor