Francis Tran is a registered investment advisor at Morgan Stanley, based in Mclean, VA, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1650 Tysons Boulevard, Suite 1000, Mclean, VA, 22102
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
January 2019 - Present · 7 yrs 4 mos
Morgan Stanley
January 2019 - Present · 7 yrs 4 mos
Previous Registrations
Suntrust Advisory Services, INC.
June 2018 - December 2018 · 6 mos
Suntrust Investment Services, INC.Broker
May 2018 - December 2018 · 7 mos
Suntrust Advisory Services, INC.
September 2016 - March 2018 · 1 yr 6 mos
Suntrust Investment Services, INC.Broker
May 2014 - March 2018 · 3 yrs 10 mos
Suntrust Investment Services, INC.
May 2014 - December 2016 · 2 yrs 7 mos
Morgan Stanley
September 2012 - June 2014 · 1 yr 9 mos
Morgan StanleyBroker
February 2012 - June 2014 · 2 yrs 4 mos
State Registrations48 states
ALARAZCACOCTDCDEFLGAHIIAIDILINKYLAMAMDMEMIMNMOMSMTNCNENHNJNMNVNYOHOKORPAPRSCSDTNTXUTVAVTVirgin IslandsWAWIWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.